Name any two details that need to be provided by the investor to the broker while filling a client registration form
The investor has to sign a broker-client agreement and a client registration form before placing an order to buy or sell securities. One has to provide certain other details and information. These include:
• PAN number
• Date of birth and address.
Rate this question :
India’s largest domestic investor Life Insurance Corporation of India has once again come to government’s rescue by subscribing 70% of Hindustan Aeronautics’ `4,200-crore initial public offering.
a. Which market is being reflected in the above case?
b. State which method of floatation in the above identified market is being highlighted in the case? (Primary Market)
c. Explain any two other methods of floatation. (Private Placement, Offer through prospectus, offer for sale).
NCERT - Business Studies Part-II
What is the common name for Beneficiary Owner Account, which is to be opened by the investors for trading in securities?NCERT - Business Studies Part-II
Name the document prepared in the process of online trading of securities that is legally enforceable and helps to settle disputes/claims between the investor and the brokerNCERT - Business Studies Part-II
Name any two details that need to be provided by the investor to the broker while filling a client registration formNCERT - Business Studies Part-II